单项选择题X 纠错

A. make their clients aware of all forms of manager compensation.
B. seek best execution for their clients in any circumstance.
C. diversify investments to reduce the risk of loss in any circumstance.

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A. only fee-paying discretionary assets.
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C. all fee-paying and non-fee-paying, discretionary and nondiscretionary assets.

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A. only all actual conflicts of interests.
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A. all discretionary portfolios currently managed under the large-capitalization investment strategy.
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单项选择题

A. Provide performance information in a consistent and standard format for all audiences.
B. Clearly indicate when the performance record is that of a prior entity.
C. Include terminated accounts as part of performance history with a clear indication of the time when the accounts were terminated.

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A. ensure the accuracy of composite presentations.
B. improve the consistency and quality of the firm's compliance presentations.
C. provide improved internal processes and procedures as well as marketing advantages to the firm.

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A. Written complaints received by Professional Conduct staffs.
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C. Internal investigations of members conducted by local CFA societies.

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