单项选择题X 纠错
A. The CFA Institute Designated Officer.
B. The Disciplinary Review Committee.
C. The CFA Institute Professional Conduct staff.
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单项选择题
A. ensure that his firm has standardized criteria for reviewing external advisers.
B. have an understanding of the parameters used in the model or quantitative research.
C. dissociate from team research reports that do not reflect the member's opinion.
单项选择题
A. No.
B. Yes, relating to suitability.
C. Yes, relating to loyalty, prudence, and care.
单项选择题
A. may not accept business-related entertainment.
B. may accept modest giftsbelow $ 100 per gift without any disclosure.
C. must disclose to their employers benefits previously accepted from clients if notification is not possible prior to acceptance.